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Investor Charter

        Our Vision and Mission Statements for investors
1.    Vision - Invest with knowledge & safety.
2.    Mission - Every investor should be able to invest in right investment products based on              their Needs, manage and monitor them to meet their goals, access reports and enjoy                financial Wellness.
             
2.    Details of business transacted by the Research Analyst with respect to the investors.
•      To publish research report based on the research activities of the RA.
•      To provide an independent unbiased view on securities.
•      To offer unbiased recommendation, disclosing the financial interests in recommended 
        Securities.
•      To provide research recommendation, based on analysis of publicly available                                information and  Known observations.
•      To conduct audit annually.
3.    Details of services provided to investors (No Indicative Timelines)
•      Onboarding of Clients
•      Disclosure to Clients
•      To distribute research reports and recommendations to the clients                                                      without discrimination.
•      To maintain confidentiality w.r.t publication of the research report until made available in          the Public domain.


4.    Details of grievance redressal mechanism and how to access it
        In case of any grievance / complaint, an investor should approach the concerned                        research analyst and shall ensure that the grievance is resolved within 30 days.
        If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint                  with  SEBI on SEBI’s SCORES portal which is a centralized web-based complaints                        redressal system. SEBI takes up the complaints registered via SCORES with the                            concerned intermediary for timely redressal. SCORES facilitates tracking the status of              the complaint.
        With regard to physical complaints, investors may send their complaints to: Office of                  Investor Assistance and Education, Securities and Exchange Board of India, SEBI                        Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.
5.    Expectations from the investors (Responsibilities of investors)
 
     Do’s
•      Always deal with SEBI registered Research Analyst.
•      Ensure that the Research Analyst has a valid registration certificate.
•      Check for SEBI registration number.
•      Please refer to the list of all SEBI registered Research Analysts which is available on                    SEBI  website 
                      In the following link: 
    https://www.sebi.gov.in/sebiweb/other/OtherAction.do? doRecognisedFpi=yes&intmId=14

•      Always pay attention towards disclosures made in the research reports before investing.
•     Pay your Research Analyst through banking channels only and maintain duly signed                 receipts   Mentioning the details of your payments.
•     Before buying securities or applying in public offer, check for the research

       recommendation Provided by your research Analyst.
•     Ask all relevant questions and clear your doubts with your Research Analyst before                     acting  on the Recommendation.
•     Inform SEBI about Research Analyst offering assured or guaranteed returns.
   

    Don’ts
•     Do not provide funds for investment to the Research Analyst.
•     Don’t fall prey to luring advertisements or market rumours.
•     Do not get attracted to limited period discount or other incentive, gifts, etc. offered by                 Research Analyst.
•     Do not share login credentials and password of your trading and demat accounts with             the  Research Analyst.

 

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